Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjie? Claim Your ProfileBenjie Esguerra is an investment advisor representative at UBS Financial Services Inc., with over 7 years of experience in the financial industry. Benjie is registered with the state of Texas and is also licensed to sell securities and provide investment advice in several other states including Alaska, California, Colorado, Louisiana, Michigan, New Mexico, New York, Oklahoma, Rhode Island, and South Carolina. Benjie has passed the Series 6, 7, 63, and 66 exams, as well as the SIE exam. Benjie's previous experience includes working at NYLIFE Securities LLC and HealthLevel. Benjie specializes in providing investment advice and financial planning services to individuals, businesses, corporations, charitable organizations, high-net-worth individuals, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
05/07/2021 - Present
UBS Financial Services Inc. (PLANO TX)
TX
03/30/2017 - 03/23/2018
NYLIFE SECURITIES LLC (FRISCO TX)
BOTH
Issued 05/04/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/30/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Benjie Esguerra is the right advisor for you? Invested Better is here to help.
