Unclaimed
Benjamin Sampson has been in the financial services industry since April 22, 2009. Currently, Benjamin is registered with Fidelity Brokerage Services LLC and is licensed to provide securities advice in all states. Benjamin has a strong background in financial services, with previous experience at W. S. Griffith & Co., Inc. and Phoenix Equity Planning Corporation. Benjamin holds Series 6, 7, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
11/15/2010 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
NA
08/30/1993 - 10/06/1994
W. S. GRIFFITH & CO., INC.
NA
03/15/1993 - 08/30/1993
PHOENIX EQUITY PLANNING CORPORATION
BC
Issued 11/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2010
Series 7 - General Securities Representative Examination
BC
Issued 03/09/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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