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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Wong is a financial advisor with over 30 years of experience. Benjamin is currently registered with Cetera Investment Advisers LLC, a firm with over 100,000 clients and over $100 billion in assets under management. Benjamin has also worked with several other firms including Royal Alliance Associates, Inc., Financial Network Investment Corporation, and Herrmann Securities, Inc. Benjamin is a Certified Financial Planner and holds Series 7 and 63 licenses. Benjamin's areas of specialization include financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (WALNUT CREEK CA)
AZ
11/01/1995 - 01/24/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CA
06/14/1991 - 11/21/1995
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
01/09/1990 - 06/20/1991
HERRMANN SECURITIES, INC.
NA
11/15/1989 - 01/17/1990
CYPRESS CAPITAL CORPORATION
NA
08/03/1989 - 11/15/1989
HERRMANN SECURITIES, INC.
NA
12/24/1987 - 08/11/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
01/21/1987 - 12/24/1987
FINANCIAL PLANNERS EQUITY CORPORATION
BC
Issued 04/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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