Unclaimed
Benjamin Wong is a registered representative with Fidelity Brokerage Services LLC. Benjamin holds the Series 7, Series 3, Series 34, Series 63, and Series 30 licenses. Benjamin is currently registered in 53 states and the District of Columbia. Benjamin has been in the securities industry since November 2, 2018. Prior to joining Fidelity Brokerage Services LLC, Benjamin worked at TradeStation Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
12/15/2020 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
IL
07/05/2017 - 08/16/2019
TRADESTATION SECURITIES, INC. (CHICAGO IL)
BC
Issued 08/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2017
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/11/2014
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 12/11/2013
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Benjamin Wong is the right advisor for you? Invested Better is here to help.