Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Sydnor is a financial advisor who has been in the industry since December 2001. Benjamin is registered with UBS Financial Services Inc. and holds Series 6, 7, 31, and 63 licenses, as well as the SIE. Benjamin is also registered as an Investment Advisor Representative (IAR) in North Carolina and Texas. Prior to joining UBS Financial Services Inc., Benjamin worked at Wachovia Securities, LLC. Benjamin serves on the board of trustees for Canterbury School.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
01/20/2012 - Present
UBS Financial Services Inc. (WINSTON-SALEM NC)
NC
06/15/2002 - 02/05/2009
WACHOVIA SECURITIES, LLC (GREENSBORO NC)
NC
12/11/2001 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 02/15/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/10/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Benjamin Sydnor is the right advisor for you? Invested Better is here to help.
