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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin William Wong is a financial advisor at Mariner Wealth, located in Pleasanton, CA. Benjamin has been a registered investment advisor since 1983 and has a wide range of experience in the financial services industry. Benjamin holds the Series 63, Series 7, Series 24, and Series 51 licenses. Benjamin has also earned the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/01/2024 - Present
Mariner Wealth (Pleasanton CA)
CA
01/03/2022 - 06/27/2024
MSEC, LLC (PLEASANTON CA)
CA
08/12/2014 - 12/31/2021
COMMONWEALTH FINANCIAL NETWORK (ROSEVILLE CA)
CA
08/15/2008 - 08/15/2014
FINANCIAL TELESIS INC (PLEASANTON CA)
CA
11/20/1989 - 08/15/2008
FOOTHILL SECURITIES, INC. (PLEASANTON CA)
CA
08/25/1989 - 12/02/1989
FIRST AFFILIATED SECURITIES, INC. (LA JOLLA CA)
NA
07/06/1988 - 08/25/1989
PFG SECURITIES, INC.
NA
07/08/1986 - 07/14/1988
WASHINGTON NATIONAL EQUITY COMPANY
NA
12/22/1983 - 08/14/1986
WADDELL & REED, INC.
BC
Issued 02/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/02/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
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