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Benjamin William Kaye

BA Securities, LLC

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About Benjamin William Kaye

Benjamin William Kaye is a financial professional registered with Ba Securities, LLC. Benjamin is a licensed representative in California, New York, and Pennsylvania. Benjamin has passed the Series 63, Series 82TO, and SIE examinations. Benjamin William Kaye is registered with the FINRA and has been in the financial industry for approximately 1 year.

Firm Information

Benjamin Kaye is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Kaye’s Registration & Firm History

PA

08/17/2023 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

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Licenses & Designations

BC

Issued 03/23/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/17/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 12/07/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin William Kaye.
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