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Benjamin William Fauzio

Equitable Distributors, LLC

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About Benjamin William Fauzio

Benjamin William Fauzio is a financial professional who has been in the industry since October 31, 2019. Benjamin is currently registered with Equitable Distributors, LLC and is licensed to conduct business in Alabama, Florida, Georgia, North Carolina, Puerto Rico, South Carolina and Tennessee. Benjamin holds the Series 6, Series 63, and Series 6TO licenses. Previously, Benjamin worked for Jackson National Life Distributors LLC.

Firm Information

Benjamin Fauzio is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Fauzio’s Registration & Firm History

NC

02/05/2021 - Present

Equitable Distributors, LLC (Charlotte NC)

TN

10/02/2019 - 01/05/2021

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)

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Licenses & Designations

BC

Issued 12/06/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/02/2019

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin William Fauzio.
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