Unclaimed
Benjamin Wiese is a financial advisor with First Command Brokerage Services, Inc. in Fort Worth, Texas. Benjamin Wiese has been in the financial services industry since November 5, 2015 and has a strong background in investments. He is registered with FINRA and holds the Series 6, 7, 24, 63, and SIE licenses. Benjamin Wiese has previously worked with Charles Schwab & Co., Inc., TD Ameritrade, Inc., and Hornor, Townsend & Kent, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
03/04/2022 - Present
First Command Brokerage Services, Inc. (FORT WORTH TX)
TX
12/15/2020 - 01/03/2022
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
04/21/2017 - 12/31/2020
TD AMERITRADE, INC. (Southlake TX)
TX
07/14/2015 - 02/23/2017
HORNOR, TOWNSEND & KENT, INC. (ADDISON TX)
IA
Issued 05/18/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2017
Series 7 - General Securities Representative Examination
BC
Issued 07/14/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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