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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Whitney Thorndike is a financial advisor based in Boston, MA. Benjamin has been in the financial services industry since May 2, 2001. Currently, Benjamin is registered with John Hancock Investment Management Distributors LLC, a firm that is registered with the Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934. Benjamin has been registered with John Hancock Investment Management Distributors LLC since February 19, 2020. Prior to working at John Hancock Investment Management Distributors LLC, Benjamin was employed with JOHN HANCOCK DISTRIBUTORS LLC, MMC SECURITIES LLC, STATE STREET RESEARCH INVESTMENT SERVICES, INC., and SCUDDER INVESTOR SERVICES, INC. Benjamin is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative. Benjamin has a Series 6, 7, 63, and 65 license as well as the SIE. Benjamin has a strong background in the financial services industry and is committed to providing his clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
02/19/2020 - Present
John Hancock Investment Management Distributors LLC (BOSTON MA)
MA
01/18/2018 - 12/05/2023
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
10/12/2015 - 08/15/2017
MMC SECURITIES LLC (BOSTON MA)
MA
07/17/2000 - 10/16/2002
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
NY
10/28/1987 - 06/08/2000
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 11/30/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/16/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/16/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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