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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Hadaway is a registered representative with Avantax Advisory Services, located in Dallas, TX. Benjamin has been in the financial services industry since 2013, having previously worked with 1ST GLOBAL CAPITAL CORP., CAPITAL ONE INVESTING, LLC and FIDELITY BROKERAGE SERVICES LLC. Benjamin holds the following licenses and certifications: Series 4, Series 7, Series 24, Series 63, Series 66, and SIE. Benjamin's firm, Avantax Advisory Services, is an investment advisor with a focus on providing comprehensive financial planning and wealth management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
10/25/2019 - Present
Avantax Advisory Services (DALLAS TX)
TX
02/26/2019 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
05/04/2017 - 02/12/2019
CAPITAL ONE INVESTING, LLC (Plano TX)
TX
04/18/2012 - 07/13/2016
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 04/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2018
Series 24 - General Securities Principal Examination
BC
Issued 07/01/2014
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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