Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Wayne Oxley is a financial advisor with over 17 years of experience in the financial services industry. Benjamin currently works at Assetmark Brokerage, LLC in Concord, California. Prior to joining Assetmark Brokerage, LLC, Benjamin worked at CAPITAL BROKERAGE CORPORATION, ASSETMARK CAPITAL CORPORATION, and E*TRADE SECURITIES LLC. Benjamin has a Series 63, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/02/2015 - Present
Assetmark Brokerage, LLC (CONCORD CA)
CA
04/01/2008 - 11/25/2013
CAPITAL BROKERAGE CORPORATION (CONCORD CA)
CA
10/10/2006 - 04/01/2008
ASSETMARK CAPITAL CORPORATION (PLEASANT HILL CA)
CA
10/18/2004 - 09/18/2006
E*TRADE SECURITIES LLC (RANCHO CORDOVA CA)
BC
Issued 10/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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