Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Watson Walker is a financial advisor currently registered with Stifel, Nicolaus & Company, Inc. based in Montgomery, Alabama. Benjamin has been in the financial services industry since December 13, 1984 and has a wide range of experience, having worked previously with Morgan Stanley Smith Barney and Citigroup Global Markets Inc., among others. Benjamin specializes in a variety of investment areas, including retirement planning, education planning, investment strategies, and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
07/30/2019 - Present
Stifel, Nicolaus & Company, Inc. (MONTGOMERY AL)
AL
06/01/2009 - 06/21/2010
MORGAN STANLEY SMITH BARNEY (MONTGOMERY AL)
AL
01/02/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MONTGOMERY AL)
GA
12/14/1984 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
BC
Issued 06/01/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1983
Series 3 - National Commodity Futures Examination
BC
Issued 04/28/1977
PC - AMEX Put and Call Exam
BC
Issued 12/20/1975
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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