Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Ward Harrison has over 20 years of experience in the financial services industry. Benjamin Harrison is currently registered with Pershing LLC and Pershing Advisor Solutions LLC. Benjamin Ward Harrison holds the Series 7, Series 63, Series 9, Series 10, Series 24, and Series 52TO licenses. Benjamin Ward Harrison is registered in California, Colorado, Illinois, Massachusetts, New Jersey, New York, and Texas. Benjamin Ward Harrison has been actively involved in the industry since 1999.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/03/2021 - Present
Pershing LLC (JERSEY CITY NJ)
NJ
01/27/2006 - 09/26/2006
TD AMERITRADE, INC. (JERSEY CITY NJ)
NE
10/01/2003 - 01/31/2006
AMERITRADE, INC. (OMAHA NE)
NE
05/05/1999 - 02/24/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
IA
Issued 05/26/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2011
Series 24 - General Securities Principal Examination
BC
Issued 06/22/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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