Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Compton is a financial advisor at LPL Financial LLC. Benjamin has been in the financial services industry since 1997 and has been registered with LPL Financial LLC since 2020. Prior to joining LPL Financial LLC, Benjamin was with Nationwide Securities, LLC for 16 years. Benjamin is registered to provide investment advice in Delaware, Florida, Maryland, Mississippi, North Carolina, Texas and Virginia. Benjamin holds Series 6, 65 and 66 securities licenses and is a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
07/01/2020 - Present
LPL Financial LLC (LA PLATA MD)
MD
06/02/2004 - 07/01/2020
NATIONWIDE SECURITIES, LLC (LA PLATA MD)
NE
03/21/2003 - 05/26/2004
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
NY
02/14/2001 - 03/11/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
11/25/1997 - 03/15/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 02/23/2017
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/23/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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