Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Beatty is a financial advisor based in Denver, CO. He is currently registered with TIAA-CREF Individual & Institutional Services, LLC. Benjamin Beatty has been working in the financial industry since 2010. Benjamin Beatty's experience includes working with clients from a variety of backgrounds, including high-net-worth individuals, corporations, and charitable organizations. Benjamin Beatty holds several licenses and certifications, including the Series 66, Series 63, Series 24, Series 26, SIE and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
11/24/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
CO
03/31/2023 - 10/18/2023
COLORADO FINANCIAL SERVICE CORPORATION (CENTENNIAL CO)
CO
11/24/2020 - 08/05/2022
ROBINHOOD FINANCIAL, LLC (Denver CO)
CO
09/13/2012 - 11/06/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
09/26/2011 - 05/18/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)
CO
03/25/2010 - 08/19/2011
MORGAN STANLEY SMITH BARNEY (ENGLEWOOD CO)
CO
07/22/2009 - 03/24/2010
J.P. TURNER & COMPANY, L.L.C. (ENGLEWOOD CO)
BOTH
Issued 03/29/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2019
Series 24 - General Securities Principal Examination
BC
Issued 09/08/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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