Unclaimed
Benjamin W. Goldhammer is a financial advisor with J.p. Morgan Securities LLC. Benjamin has been in the financial services industry since 2002. Benjamin's specializations include: Retirement Planning, College Savings Plans, Investments for Individuals, Investments for Businesses, and Insurance. Benjamin has been registered with the following regulatory organizations: FINRA, and the states of Alabama, Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Iowa, Louisiana, Minnesota, Missouri, Nevada, Oklahoma, Oregon, Pennsylvania, Texas, and Washington. Benjamin's previous employers include Chase Investment Services Corp., Waddell & Reed, Inc., Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Benjamin is also a co-owner of a rental property in Sonoma, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
06/11/2014 - Present
J.p. Morgan Securities LLC (SACRAMENTO CA)
CA
05/10/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (AUBURN CA)
CA
06/24/2008 - 05/13/2010
WADDELL & REED, INC. (SACRAMENTO CA)
CA
05/31/2002 - 07/01/2008
AMERIPRISE FINANCIAL SERVICES, INC. (ROSEVILLE CA)
MN
05/31/2002 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/07/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/31/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/03/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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