Unclaimed
Benjamin Velazquez is a financial advisor at ING Financial Markets LLC. Benjamin has been in the industry since 2010. Benjamin holds the Series 7, Series 63, Series 79TO, and SIE licenses. Benjamin is registered in the state of New York. Benjamin was previously registered with SCOTIA CAPITAL (USA) INC., COMMERZ MARKETS LLC, and STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/03/2011 - Present
ING Financial Markets LLC (NEW YORK NY)
NY
03/04/2011 - 06/21/2011
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
01/06/2010 - 06/15/2010
COMMERZ MARKETS LLC (NEW YORK NY)
NY
08/21/2009 - 10/09/2009
STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)
BC
Issued 10/05/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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