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Benjamin Velazquez

ING Financial Markets LLC

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About Benjamin Velazquez

Benjamin Velazquez is a financial advisor at ING Financial Markets LLC. Benjamin has been in the industry since 2010. Benjamin holds the Series 7, Series 63, Series 79TO, and SIE licenses. Benjamin is registered in the state of New York. Benjamin was previously registered with SCOTIA CAPITAL (USA) INC., COMMERZ MARKETS LLC, and STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC..

Firm Information

Benjamin Velazquez is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Velazquez’s Registration & Firm History

NY

10/03/2011 - Present

ING Financial Markets LLC (NEW YORK NY)

NY

03/04/2011 - 06/21/2011

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

NY

01/06/2010 - 06/15/2010

COMMERZ MARKETS LLC (NEW YORK NY)

NY

08/21/2009 - 10/09/2009

STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/05/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Benjamin Velazquez.
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