Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Uphoff is a financial advisor at Northwestern Mutual Investment Services, LLC, with over 2 years of experience in the industry. Benjamin is registered with the state of Minnesota and holds the Series 7 and Series 63 securities licenses, as well as the Series 65 investment advisor license. Benjamin's experience includes previous roles with Thrivent Investment Management Inc. and other firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MN
10/06/2021 - Present
Northwestern Mutual Investment Services, LLC (MENDOTA HTS MN)
WI
08/02/2017 - 09/25/2019
THRIVENT INVESTMENT MANAGEMENT INC. (ELM GROVE WI)
IA
Issued 07/31/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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