Unclaimed
Benjamin Tyler Arnold is a financial advisor registered with Raymond James & Associates, Inc. Benjamin has been in the industry for over 8 years and holds Series 66, SIE and Series 7 licenses. In addition to the firm's main office in St. Petersburg, FL, Benjamin's office is in Louisville, KY. Prior to Raymond James & Associates, Inc., Benjamin was a financial advisor with Edward Jones in Louisville, KY. Benjamin's focus is on providing investment advisory services to individuals and businesses, as well as portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
01/12/2024 - Present
Raymond James & Associates, Inc. (LOUISVILLE KY)
KY
06/01/2015 - 04/28/2023
EDWARD JONES (Louisville KY)
BOTH
Issued 06/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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