Unclaimed
Benjamin Brogadir is a financial professional with over 12 years of experience in the securities industry. Benjamin is currently registered with Middlegate Securities Inc. in New York. Prior to joining Middlegate Securities Inc., Benjamin was employed by ODEON CAPITAL GROUP LLC, GMP SECURITIES, LLC, BTIG, LLC and IMPERIAL CAPITAL, LLC. Benjamin holds a Series 66, Series 24, SIE, Series 86, Series 87, and Series 7 license and is registered in 11 states. Benjamin is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/20/2024 - Present
Middlegate Securities Inc. (NEW YORK NY)
NY
04/06/2017 - 11/03/2022
ODEON CAPITAL GROUP LLC (NEW YORK NY)
NY
11/02/2011 - 04/03/2017
GMP SECURITIES, LLC (NEW YORK NY)
NY
03/14/2011 - 09/26/2011
BTIG, LLC (NEW YORK NY)
NY
09/03/2008 - 02/09/2011
IMPERIAL CAPITAL, LLC (NEW YORK NY)
BOTH
Issued 10/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/06/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Benjamin Brogadir is the right advisor for you? Invested Better is here to help.