Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Wooden is an investment advisor representative with Capital Client Group, Inc., located in Carmel, Indiana. Benjamin has been in the financial services industry since 2015. Benjamin has earned the Series 63 and Series 65 securities licenses as well as the Series 7TO, Series 6 and SIE licenses. Benjamin has previously been registered with Northwestern Mutual Investment Services, LLC. Benjamin is also registered with the following states: Arizona, California, Colorado, Indiana, Kansas, Missouri, Oregon, Texas, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
06/07/2017 - Present
Capital Client Group, Inc. (CARMEL IN)
IN
02/20/2015 - 12/22/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (INDIANAPOLIS IN)
IA
Issued 06/07/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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