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Benjamin Thomas Ostlie

DFA Securities LLC

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About Benjamin Thomas Ostlie

Benjamin Ostlie is a financial advisor at DFA Securities LLC. Benjamin is registered to sell securities in California. Benjamin has been a registered representative since 2017.

Firm Information

Benjamin Ostlie is currently registered with DFA Securities LLC. DFA Securities LLC is a Limited Liability Company formed in April 2009 and is registered in 53 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Ostlie’s Registration & Firm History

CA

08/03/2021 - Present

DFA Securities LLC (SANTA MONICA CA)

MN

11/01/2017 - 06/11/2021

SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)

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Licenses & Designations

BC

Issued 11/15/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/23/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin Thomas Ostlie.
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