Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Fulton is a financial professional with over 30 years of experience in the industry. Benjamin is currently registered with Alps Distributors, Inc. and has previously worked with a number of well-known firms, including IMST Distributors, LLC, Profunds Distributors, Inc., Elkhorn Securities, LLC, Cape Securities Inc., Invesco Distributors, Inc., and Claymore Securities, Inc. Benjamin holds a Series 7, Series 63, Series 66, Series 24 and Series 30 licenses, demonstrating a wide range of knowledge and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/03/2023 - Present
Alps Distributors, Inc. (Port Chester NY)
ME
11/30/2022 - 12/31/2022
IMST DISTRIBUTORS, LLC (PORTLAND ME)
MD
08/27/2018 - 12/21/2020
PROFUNDS DISTRIBUTORS, INC. (BETHESDA MD)
IL
05/05/2014 - 08/14/2018
ELKHORN SECURITIES, LLC (Chicago IL)
GA
08/07/2013 - 05/08/2014
CAPE SECURITIES INC. (MCDONOUGH GA)
IL
09/18/2006 - 05/06/2013
INVESCO DISTRIBUTORS, INC. (WHEATON IL)
IL
01/28/2004 - 09/18/2006
ALPS DISTRIBUTORS, INC. (WHEATON IL)
IL
11/26/2001 - 10/03/2003
CLAYMORE SECURITIES, INC. (CHICAGO IL)
IL
06/15/1998 - 09/19/2001
NUVEEN INVESTMENTS (CHICAGO IL)
NA
05/18/1998 - 06/09/1998
JOHN NUVEEN & CO., INCORPORATED
IL
04/01/1996 - 05/19/1998
NIKE SECURITIES L.P. (WHEATON IL)
NJ
01/04/1994 - 06/24/1994
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
GA
06/13/1990 - 12/31/1991
PLANNED INVESTMENTS INC. (ATLANTA GA)
MO
01/03/1990 - 05/23/1990
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NY
04/06/1989 - 12/02/1989
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
10/30/1987 - 04/06/1989
THOMSON MCKINNON SECURITIES INC.
NA
02/20/1987 - 09/08/1987
OPPENHEIMER & CO., INC.
NA
06/24/1986 - 03/09/1987
FSC SECURITIES CORPORATION
BOTH
Issued 02/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/08/1995
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2015
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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