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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Thomas Bass is a financial advisor at Raymond James Financial Services Advisors, Inc., where has been working since July 2012. Benjamin has been registered as a broker for 17 years, with a total of 13 active state registrations. He has been active in investment advisory roles for 17 years, and has active registrations in both Tennessee and Texas. Benjamin holds a Series 66, Series 7 and SIE licenses, and has experience providing financial planning and investment advice to individuals, businesses and corporations. Benjamin also has experience providing investment advice to pension and profit-sharing plans. He is a registered Investment Advisor Representative in Tennessee and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
10/13/2022 - Present
Raymond James Financial Services Advisors, Inc. (BRENTWOOD TN)
TN
12/21/2005 - 04/10/2008
MORGAN KEEGAN & COMPANY, INC. (KNOXVILLE TN)
BOTH
Issued 07/06/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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