Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Terrell Cain is a financial advisor currently registered with Osaic Wealth, Inc. Benjamin is a licensed investment advisor representative with over 40 years of experience in the financial industry. Benjamin has a broad range of experience and is able to provide financial advice to individuals, corporations, and charitable organizations. Benjamin Cain is a Chartered Financial Consultant and holds a series 7, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
06/14/2024 - Present
Osaic Wealth, Inc. (EDMONDS WA)
WA
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (EDMONDS WA)
WA
12/08/1982 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (EDMONDS WA)
NJ
03/12/1984 - 05/26/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
02/09/1982 - 01/13/1983
PRUCO SECURITIES CORPORATION
NA
04/15/1970 - 01/13/1983
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BC
Issued 01/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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