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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin T. Jong has been working in the financial industry since 2007. Benjamin Jong is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been with the firm since 2011. Before joining Merrill Lynch, Benjamin Jong worked at UBS Financial Services Inc., Morgan Stanley & Co., Incorporated and Morgan Stanley DW Inc. Benjamin Jong holds Series 31, 7, 9, 10, 66 and SIE licenses. Benjamin Jong is registered with the Securities and Exchange Commission and the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Benjamin Jong specializes in providing financial advice to individuals, businesses, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. Benjamin Jong is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/21/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
LA
07/27/2007 - 02/07/2011
UBS FINANCIAL SERVICES INC. (NEW ORLEANS LA)
LA
04/02/2007 - 07/31/2007
MORGAN STANLEY & CO., INCORPORATED (NEW ORLEANS LA)
LA
10/10/2006 - 04/02/2007
MORGAN STANLEY DW INC. (NEW ORLEANS LA)
BOTH
Issued 11/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/04/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/09/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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