Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Swaney is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Benjamin has been in the industry since September 2008. Benjamin is registered to provide investment advice in Alabama, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Maine, Maryland, Massachusetts, Michigan, Missouri, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Texas, and Virginia. Benjamin holds the Series 66, Series 7 and SIE licenses. Benjamin is also a Certified Financial Planner and a Chartered Financial Analyst. Benjamin is a Registered Representative and an Investment Advisor Representative. Benjamin has been with Wells Fargo Advisors Financial Network, LLC since January 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
01/16/2020 - Present
Wells Fargo Advisors Financial Network, LLC (RALEIGH NC)
NC
09/15/2008 - 01/16/2020
WELLS FARGO CLEARING SERVICES, LLC (RALEIGH NC)
BOTH
Issued 09/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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