Unclaimed
Benjamin Shaddox is an investment advisor representative at Kestra Advisory Services, LLC. Benjamin has been in the financial industry since 1998, working previously at ARVEST ASSET MANAGEMENT, AXA ADVISORS, LLC, and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Benjamin is a Certified Financial Planner, and has earned the Series 6, Series 7, Series 63, and Series 65 licenses. Benjamin is registered with the state of Arkansas and Texas. Benjamin specializes in providing financial planning, portfolio management, and retirement planning services to individuals, businesses, and pension and profit-sharing plans. Benjamin's firm, Kestra Advisory Services, LLC, is headquartered in Austin, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
02/14/2025 - Present
Kestra Advisory Services, LLC (SPRINGDALE AR)
AR
03/05/2003 - 02/22/2007
ARVEST ASSET MANAGEMENT (SPRINGDALE AR)
NY
08/25/1998 - 03/21/2003
AXA ADVISORS, LLC (NEW YORK NY)
NY
08/25/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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