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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Sax is a financial advisor at Corient. Benjamin has been in the industry since 1979 and has worked for several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Banc of America Securities LLC, Bear, Stearns & Co. Inc., and Salomon Brothers Inc. Benjamin holds several licenses including Series 7, Series 3, Series 63, Series 53 and Series 65. Benjamin specializes in providing financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of assets under advisement
1
2
NY
12/12/2022 - Present
Corient (New York NY)
NY
01/09/2009 - 06/07/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/03/2003 - 01/26/2009
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
01/12/2001 - 07/07/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
03/29/1995 - 01/26/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
11/10/1992 - 04/20/1995
SALOMON BROTHERS MUNICIPALS INC
NY
10/22/1990 - 04/20/1995
SALOMON BROTHERS INC. (NEW YORK NY)
NY
11/01/1984 - 09/26/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
08/17/1981 - 10/18/1984
LAIDLAW ADAMS & PECK INC
NA
06/21/1979 - 09/19/1981
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
IA
Issued 02/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/1983
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1995
Series 3 - National Commodity Futures Examination
BC
Issued 06/16/1979
Series 7 - General Securities Representative Examination
Active
Inactive
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