Unclaimed
Benjamin Sander is a financial advisor with LPL Financial LLC. Benjamin is based in TARRYTOWN, NY and has been in the industry since 2006. Benjamin is registered with FINRA and holds the Series 6, 7, and 63 licenses as well as the SIE. Before joining LPL Financial LLC, Benjamin worked for National Planning Corporation and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
11/29/2017 - Present
LPL Financial LLC (TARRYTOWN NY)
NY
01/02/2008 - 11/29/2017
NATIONAL PLANNING CORPORATION (TARRYTOWN NY)
AZ
01/27/2006 - 11/12/2007
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 02/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2008
Series 7 - General Securities Representative Examination
BC
Issued 01/26/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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