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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Foster is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc., specializing in providing investment advice and portfolio management services. Benjamin has been in the financial industry since 2002. Benjamin has experience with several other firms in the past, including Barclays Capital Inc. and Lehman Brothers Inc. Previously, Benjamin worked at Bear, Stearns & Co. Inc. for two years. Benjamin Foster has a Series 3, Series 7 and Series 66 license. Benjamin also holds the Securities Industry Essentials (SIE) Exam. Benjamin Foster is registered in 30 states and two Canadian provinces. Benjamin Foster provides services to a variety of clients including individuals, corporations, insurance companies, pension and profit-sharing plans, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/21/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WEST PALM BEACH FL)
FL
09/22/2008 - 08/08/2015
BARCLAYS CAPITAL INC. (PALM BEACH FL)
IL
04/25/2005 - 09/22/2008
LEHMAN BROTHERS INC. (CHICAGO IL)
NY
10/15/2002 - 05/04/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 11/04/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2014
Series 3 - National Commodity Futures Examination
BC
Issued 10/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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