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Benjamin Souza

Blackrock Investments, LLC

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About Benjamin Souza

Benjamin Souza is a securities professional with over 20 years of experience in the industry. Benjamin is currently registered with Blackrock Investments, LLC, and is licensed to sell securities in all 50 states and the District of Columbia. Benjamin has held previous roles at BLACKROCK EXECUTION SERVICES and MORGAN STANLEY & CO. INCORPORATED. Benjamin holds several industry licenses, including the Series 3, 7, 63, and SIE exams. Benjamin has a strong background in equity trading and provides investment advisory services to a wide range of clients.

Firm Information

Benjamin Souza is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Souza’s Registration & Firm History

NY

12/19/2012 - Present

Blackrock Investments, LLC (NEW YORK NY)

CA

05/16/2012 - 01/09/2013

BLACKROCK EXECUTION SERVICES (SAN FRANCISCO CA)

NY

01/16/2002 - 05/02/2008

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/30/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2014

Series 3 - National Commodity Futures Examination

BC

Issued 05/15/2012

Series 7 - General Securities Representative Examination

BC

Issued 11/10/2005

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin Souza.
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