Unclaimed
Benjamin Souza is a securities professional with over 20 years of experience in the industry. Benjamin is currently registered with Blackrock Investments, LLC, and is licensed to sell securities in all 50 states and the District of Columbia. Benjamin has held previous roles at BLACKROCK EXECUTION SERVICES and MORGAN STANLEY & CO. INCORPORATED. Benjamin holds several industry licenses, including the Series 3, 7, 63, and SIE exams. Benjamin has a strong background in equity trading and provides investment advisory services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/19/2012 - Present
Blackrock Investments, LLC (NEW YORK NY)
CA
05/16/2012 - 01/09/2013
BLACKROCK EXECUTION SERVICES (SAN FRANCISCO CA)
NY
01/16/2002 - 05/02/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 05/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2014
Series 3 - National Commodity Futures Examination
BC
Issued 05/15/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/10/2005
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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