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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Smolen is a financial advisor at Raymond James & Associates, Inc. Benjamin is a registered representative with 2 years of experience in the securities industry. Benjamin has passed the Series 66, Series 7, and SIE exams. Benjamin is registered with the state of Florida and Texas. Benjamin has worked for Oppenheimer & Co. Inc. and Northwestern Mutual in the past. Benjamin provides financial planning, portfolio management, and pension consulting services. Benjamin's firm, Raymond James, is a full-service investment firm with over $433 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/30/2024 - Present
Raymond James & Associates, Inc. (Fort Lauderdale FL)
FL
04/07/2022 - 03/01/2024
OPPENHEIMER & CO. INC. (CORAL GABLES FL)
BOTH
Issued 04/28/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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