Unclaimed
Benjamin Sedilla Alivio has been in the financial industry since January 16, 2005. Benjamin is currently registered with Voya Financial Advisors, Inc. and has been with the firm since February 2023. Benjamin is also registered as an investment advisor representative in Colorado, Connecticut, New York, and Texas. Prior to joining Voya Financial Advisors, Inc., Benjamin worked at several other financial institutions including Empower Financial Services, Inc., Transamerica Investors Securities Corporation, and Newport Group Securities, Inc. Benjamin specializes in helping individuals, families, and businesses with financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
02/13/2023 - Present
Voya Financial Advisors, Inc. (WINDSOR CT)
CO
11/03/2021 - 12/06/2022
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
NY
05/13/2019 - 10/21/2021
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
FL
03/20/2017 - 10/16/2018
NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)
TX
03/13/2012 - 12/15/2016
CHARLES SCHWAB & CO., INC. (AUSTIN TX)
RI
03/05/1997 - 10/12/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
07/19/1990 - 12/17/1992
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
12/20/1988 - 07/12/1990
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
NA
05/11/1987 - 12/19/1988
FIDELITY BROKERAGE SERVICES, INC.
BOTH
Issued 01/31/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/04/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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