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Benjamin Scott Greene

Charles Schwab & CO., Inc.

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About Benjamin Scott Greene

Benjamin Greene is a financial advisor with Charles Schwab & Co., Inc. Benjamin has been in the financial services industry for over 16 years and has a variety of licenses and certifications, including the Series 6, 7, 9, 10, 63, and 66 exams. Benjamin has also earned the Certified Financial Planner designation. Benjamin's professional experience includes previous positions with Fidelity Brokerage Services LLC and First Investors Corporation. Benjamin Greene is registered to provide investment advisory services in Arizona, California, Connecticut, Florida, Georgia, Indiana, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, Texas, Utah, Vermont and Virginia. Benjamin is also a musician and a landlord.

Firm Information

Benjamin Greene is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Benjamin Greene’s Registration & Firm History

RI

01/06/2020 - Present

Charles Schwab & CO., Inc. (Providence RI)

CT

05/16/2006 - 01/31/2018

FIDELITY BROKERAGE SERVICES LLC (NEW HAVEN CT)

NJ

10/15/2001 - 12/21/2001

FIRST INVESTORS CORPORATION (EDISON NJ)

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Licenses & Designations

BOTH

Issued 10/08/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/05/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/24/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2006

Series 7 - General Securities Representative Examination

BC

Issued 10/12/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Benjamin Scott Greene. Review regulatory record here.
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