Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Schroeder is a financial advisor with Houlihan Lokey Capital, Inc. based in Minneapolis, Minnesota. Benjamin has been in the securities industry for over 2 years. Benjamin is registered with the state of Minnesota as a broker. Prior to joining Houlihan Lokey Capital, Inc. Benjamin worked for Northland Securities, Inc. in Minneapolis, Minnesota. Benjamin has passed the Series 7, 63, 79 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MN
05/30/2024 - Present
Houlihan Lokey Capital, Inc. (MINNEAPOLIS MN)
MN
09/23/2022 - 05/06/2024
NORTHLAND SECURITIES, INC. (MINNEAPOLIS MN)
BC
Issued 10/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/23/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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