Unclaimed
Benjamin Steiner is a financial professional with over 10 years of experience in the financial services industry. Benjamin is currently registered with Disruptive Securities. Prior to joining Disruptive Securities, Benjamin was employed at IOI Capital AND Markets, LLC and Spearhead Capital, LLC. Benjamin holds the Series 66, Series 65, Series 7TO, and SIE licenses. Benjamin is currently registered with the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/03/2024 - Present
Disruptive Securities (New York NY)
FL
09/21/2020 - 04/01/2022
SPEARHEAD CAPITAL, LLC (WELLINGTON FL)
BOTH
Issued 09/25/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/02/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/13/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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