Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Gordon is a registered representative with Mufg Securities Americas Inc., currently located in Los Angeles, CA. Benjamin's career in the financial industry began in 2015. Benjamin has passed the Series 7, Series 63, and Series 79 exams. Benjamin is currently registered in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/07/2021 - Present
Mufg Securities Americas Inc. (Los Angeles CA)
NY
04/01/2017 - 06/26/2018
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
CA
03/19/2015 - 04/01/2017
BTMU SECURITIES, INC. (Los Angeles CA)
BC
Issued 08/31/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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