Unclaimed
Benjamin Rush Miller is an investment advisor representative and a registered representative, actively working with Northwestern Mutual Investment Services, LLC. Benjamin has experience in the financial services industry, having previously worked with M HOLDINGS SECURITIES, INC. and Northwestern Mutual Investment Services, LLC. Benjamin is licensed to provide investment advice in California. Benjamin is registered with FINRA, a self-regulatory organization, and has a Series 7, Series 63, and Series 65 license. Benjamin also holds a Series 6 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
01/01/2025 - Present
Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)
CA
06/20/2022 - 03/07/2023
M HOLDINGS SECURITIES, INC. (TORRANCE CA)
CA
12/06/2021 - 07/26/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOS ANGELES CA)
IA
Issued 11/09/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/03/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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