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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Roy is a financial advisor with Prosperity Capital Advisors located in Westlake, Ohio. Benjamin has been in the financial services industry since 2012 and has experience working with individuals, high-net-worth individuals, corporations, and charitable organizations. Benjamin holds a Series 7TO, SIE, and Series 66. Benjamin is registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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OH
05/16/2022 - Present
Prosperity Capital Advisors (WESTLAKE OH)
TN
06/16/2020 - 04/27/2022
SIGMA FINANCIAL CORPORATION (ERWIN TN)
BOTH
Issued 03/22/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
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