Unclaimed
Benjamin Parker is a financial advisor with Cetera Investment Advisers LLC. Benjamin has been in the financial industry since 2006. Benjamin Parker is registered with the state of Louisiana as a Registered Representative and Investment Adviser Representative. Previously, Benjamin Parker was registered with Hancock Whitney Investment Services Inc. Prior to that Benjamin Parker was with LPL Financial LLC and Capital One Investing, LLC. Benjamin Parker holds the Series 7, 63, 65, 52TO, 53, 24 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
08/10/2022 - Present
Cetera Investment Advisers LLC (COVINGTON LA)
LA
09/09/2016 - 08/10/2022
HANCOCK WHITNEY INVESTMENT SERVICES INC. (COVINGTON LA)
LA
03/22/2016 - 09/19/2016
LPL FINANCIAL LLC (MANDEVILLE LA)
LA
01/02/2015 - 03/23/2016
CAPITAL ONE INVESTING, LLC (MANDEVILLE LA)
LA
05/31/2008 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (MANDEVILLE LA)
LA
05/23/2006 - 05/31/2008
CAPITAL ONE INVESTMENTS, LLC (MANDEVILLE LA)
IA
Issued 04/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/25/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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