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Benjamin Ross Holte

Northwestern Mutual Investment Services, LLC

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About Benjamin Ross Holte

Benjamin Ross Holte is a financial advisor with Northwestern Mutual Investment Services, LLC, based in Norwalk, Connecticut. Benjamin has been in the financial services industry since September 2016. He is registered with the state of Connecticut and several others. Prior to his current role, Benjamin worked with MML INVESTORS SERVICES, LLC. Benjamin holds a Series 7 and Series 66 license and the Securities Industry Essentials Examination (SIE). Benjamin is a Registered Representative and Investment Advisor Representative.

Firm Information

Benjamin Holte is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

50 Washington St

Norwalk, CT 06854

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Benjamin Holte’s Registration & Firm History

CT

10/31/2018 - Present

Northwestern Mutual Investment Services, LLC (Norwalk CT)

CT

11/09/2017 - 10/09/2018

MML INVESTORS SERVICES, LLC (STAMFORD CT)

CT

08/09/2016 - 10/26/2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (STAMFORD CT)

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Licenses & Designations

BOTH

Issued 11/20/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/8/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/9/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin Ross Holte.
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