Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Ronald Filmore has been in the financial industry since August 27, 2003 and is currently registered with Franklin Distributors, LLC. Benjamin has a wide range of experience and holds licenses for Series 6, 7, 63, and 65 securities licenses as well as the SIE exam. Benjamin previously worked at PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP and COLONIAL INVESTMENT SERVICES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
07/02/2024 - Present
Franklin Distributors, LLC (Short Hills NJ)
MA
12/12/2003 - 07/02/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Boston MA)
NA
10/10/1994 - 01/23/1995
COLONIAL INVESTMENT SERVICES
IA
Issued 06/27/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/11/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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