Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Rodriguez is a financial advisor registered with Wells Fargo Clearing Services, LLC. Benjamin has over 12 years of experience in the financial services industry. Benjamin is also registered with the following firms: BBVA SECURITIES INC., CHARLES SCHWAB & CO., INC., FARMERS FINANCIAL SOLUTIONS, LLC, J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP. Benjamin is licensed to offer investment advice in Arkansas, Colorado, Florida, Louisiana, New Mexico, Oklahoma and Texas. Benjamin specializes in providing investment advice to individuals, high net worth individuals, corporations, and other businesses. Benjamin is also licensed to offer investment advice in Arkansas, Colorado, Florida, Louisiana, New Mexico, Oklahoma and Texas. Benjamin's current focus is on providing financial advice and investment management services through Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/13/2024 - Present
Wells Fargo Clearing Services, LLC (EL PASO TX)
TX
08/08/2018 - 06/02/2021
BBVA SECURITIES INC. (EL PASO TX)
TX
03/31/2017 - 11/24/2017
CHARLES SCHWAB & CO., INC. (El Paso TX)
TX
01/20/2015 - 12/01/2015
FARMERS FINANCIAL SOLUTIONS, LLC (El Paso TX)
TX
10/01/2012 - 05/06/2014
J.P. MORGAN SECURITIES LLC (EL PASO TX)
TX
03/24/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (EL PASO TX)
BOTH
Issued 11/04/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Benjamin Rodriguez is the right advisor for you? Invested Better is here to help.
