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Benjamin Robert Sherman

CTC, LLC

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About Benjamin Robert Sherman

Benjamin Robert Sherman is a financial professional registered with CTC, LLC. Benjamin has been working in the industry since February 2023. Benjamin is a Series 57TO and SIE licensee.

Firm Information

Benjamin Sherman is currently registered with CTC, LLC. CTC, LLC is a Limited Liability Company that was formed on January 2, 1998. The firm has been approved for SEC registration and has a history of 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

193

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Sherman’s Registration & Firm History

NY

02/27/2023 - Present

CTC, LLC (New York NY)

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Licenses & Designations

BC

Issued 02/27/2023

Series 57TO - Securities Trader Exam

BC

Issued 02/13/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Benjamin Robert Sherman.
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