Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Holguin is a financial advisor with Charles Schwab & CO., Inc., and is based in Tampa, Florida. Benjamin has been in the financial services industry for over 22 years. Benjamin is a registered representative in Florida and Virginia. Benjamin holds Series 6, 7, 9, 10, 24, 51, 63, and 66 licenses, as well as the SIE exam. Benjamin is also a licensed investment advisor representative in Florida and Virginia. Benjamin has a history of working with a variety of clients, including individuals, high-net-worth individuals, corporations, and businesses. Benjamin offers a wide range of financial services, including financial planning, investment management, and retirement planning. Benjamin is committed to providing his clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
04/15/2021 - Present
Charles Schwab & CO., Inc. (Tampa FL)
FL
02/25/2022 - 05/19/2024
TD AMERITRADE, INC. (Tampa FL)
FL
08/05/2011 - 03/23/2015
USAA FINANCIAL ADVISORS, INC. (TAMPA FL)
FL
01/27/2004 - 07/26/2011
T. ROWE PRICE INVESTMENT SERVICES, INC. (TAMPA FL)
MA
11/01/1999 - 10/01/2002
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 08/27/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/06/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/26/2014
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/10/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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