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Benjamin Robert Feins

Wallachbeth Capital LLC

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About Benjamin Robert Feins

Benjamin Robert Feins is a financial advisor with over 17 years of experience in the industry. Benjamin currently holds registrations with FINRA and 17 states. Benjamin is a Registered Principal with Wallachbeth Capital LLC and has previously worked with Divine Capital Markets LLC and D & D Securities, Inc. Benjamin holds Series 3, 4, 7, 24, 55, 57TO and SIE licenses. Benjamin is experienced in a wide range of financial products and services.

Firm Information

Benjamin Feins is currently registered with Wallachbeth Capital LLC. Wallachbeth Capital LLC is a Limited Liability Company formed in May 2008. The firm is registered in 44 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

44

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Feins’s Registration & Firm History

FL

11/20/2008 - Present

Wallachbeth Capital LLC (BOCA RATON FL)

NY

01/19/2007 - 11/24/2008

DIVINE CAPITAL MARKETS LLC (NEW YORK NY)

PA

01/14/2005 - 02/05/2007

D & D SECURITIES, INC. (PHILADELPHIA PA)

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Licenses & Designations

BC

Issued 02/27/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/30/2013

Series 24 - General Securities Principal Examination

BC

Issued 03/31/2011

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/2017

Series 3 - National Commodity Futures Examination

BC

Issued 04/02/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/26/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Benjamin Robert Feins.
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