Unclaimed
Benjamin Robert Feins is a financial advisor with over 17 years of experience in the industry. Benjamin currently holds registrations with FINRA and 17 states. Benjamin is a Registered Principal with Wallachbeth Capital LLC and has previously worked with Divine Capital Markets LLC and D & D Securities, Inc. Benjamin holds Series 3, 4, 7, 24, 55, 57TO and SIE licenses. Benjamin is experienced in a wide range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/20/2008 - Present
Wallachbeth Capital LLC (BOCA RATON FL)
NY
01/19/2007 - 11/24/2008
DIVINE CAPITAL MARKETS LLC (NEW YORK NY)
PA
01/14/2005 - 02/05/2007
D & D SECURITIES, INC. (PHILADELPHIA PA)
BC
Issued 02/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2013
Series 24 - General Securities Principal Examination
BC
Issued 03/31/2011
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2017
Series 3 - National Commodity Futures Examination
BC
Issued 04/02/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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