Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin robert? Claim Your ProfileBenjamin robert Bates is a financial professional with over 10 years of experience in the industry. Benjamin robert has held various positions at firms including T3 Trading Group, LLC, AVATAR SECURITIES, LLC, GREAT POINT CAPITAL LLC, AKUNA SECURITIES LLC, GREYCLIFF, LLC, GELBER SECURITIES, LLC, CITADEL SECURITIES LLC, and BANC OF AMERICA SECURITIES LLC. Currently, Benjamin robert is registered with T3 Trading Group, LLC and holds licenses including Series 63, Series 24, SIE, Series 57, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/11/2021 - Present
T3 Trading Group, LLC (NEW YORK NY)
NY
02/13/2018 - 12/15/2020
AVATAR SECURITIES, LLC (NEW YORK NY)
IL
08/01/2017 - 01/02/2018
GREAT POINT CAPITAL LLC (CHICAGO IL)
IL
07/28/2014 - 05/12/2015
AKUNA SECURITIES LLC (CHICAGO IL)
IL
11/15/2013 - 07/07/2014
GREYCLIFF, LLC (CHICAGO IL)
IL
02/05/2013 - 04/03/2013
GELBER SECURITIES, LLC (CHICAGO IL)
IL
07/07/2010 - 06/25/2012
CITADEL SECURITIES LLC (CHICAGO IL)
NC
08/20/2007 - 02/25/2008
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 10/31/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2017
Series 57 - Securities Trader Exam
BC
Issued 07/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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