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Benjamin Regalado Schottenfels

Ally Invest Advisors

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About Benjamin Regalado Schottenfels

Benjamin Regalado Schottenfels is an investment advisor representative at Ally Invest Advisors. Benjamin is registered with the Securities and Exchange Commission (SEC) and has been in the industry since August 2008. Benjamin has passed the Series 6, 7, and 66 exams. Benjamin also holds the Certified Financial Planner designation. Benjamin has experience with Ally Invest Securities LLC and The Vanguard Group, Inc.. Benjamin is registered in 52 states and the District of Columbia. Benjamin is registered with Ally Invest Advisors and has been with the firm since November 2021.

Firm Information

Benjamin Schottenfels is currently registered with Ally Invest Advisors. Ally Invest Advisors, based in Charlotte, NC, is an investment advisor registered with the SEC. The firm offers financial planning and portfolio management services to individuals and high-net-worth individuals. Ally Invest Advisors manages over $1.1 billion in assets for over 70,000 clients.
Ally Invest Advisors

601 S. TRYON STREET

CHARLOTTE, NC 28202

$1.13B

Assets Under Management

Not reported

Total Clients

101

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Benjamin Schottenfels’s Registration & Firm History

NC

11/03/2021 - Present

Ally Invest Advisors (CHARLOTTE NC)

NC

08/04/2008 - 07/25/2019

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 08/25/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/12/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/06/2010

Series 7 - General Securities Representative Examination

BC

Issued 08/01/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin Regalado Schottenfels.
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